Regulatory data framework Improvement

Analysis of back-to-back trading flows for Equity Derivatives and changes required for on-going regulatory compliance
Assessing MiFID II pre/post trade transparency and transaction reporting data for numerous asset classes across USA bank branches in UK & EU for Brexit.
Confirming gaps in equity derivatives systems flows against regulatory requirements.
Review of Front Office controls and policies for all trading execution, commodity derivatives, research, post trade requirements.

Illustrative interest-rate derivatives front-to-back flow used in regulatory data framework work: venues through capture and post-trade into MiFID II reporting. Client-specific platforms are shown blank.

Interest rate derivatives F2B trade flow with redacted client systems

Regulatory data framework Improvement

Other Projects

MiFID impact map for a mid-tier investment bank’s UK operating units

Digital asset trading infrastructure

Digital asset audit, recon and reporting

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