Regulatory data framework Improvement

  • Analysis of back-to-back trading flows for Equity Derivatives and changes required for on-going regulatory compliance
  • Assessing MiFID II pre/post trade transparency and transaction reporting data for numerous asset classes across USA bank branches in UK & EU for Brexit.
  • Confirming gaps in equity derivatives systems flows against regulatory requirements.
  • Review of Front Office controls and policies for all trading execution, commodity derivatives, research, post trade requirements.
GRT Consulting

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