MiFID II / MiFIR Conduct & Transparency Diagnostic

A practical self-assessment for investment firms, banks, SIs, trading venues and data contributors on best execution, transparency, transaction reporting, the SI regime and readiness for EU consolidated tapes under the MiFIR review.

MiFID II 2014/65/EU | MiFIR 600/2014 | MiFIR Review 2024/791 | Bond / Equity / Derivatives CT | Transparency from Mar 2026

About this diagnostic

This tool focuses on the areas most affected by the MiFIR/MiFID II review and ongoing supervisory expectations: best execution and order handling, pre- and post-trade transparency (including bond and equity regime changes), transaction reporting quality, systematic internaliser obligations, consolidated tape readiness, and governance/controls. Designed to be completed in 10-15 minutes by compliance, markets, trading or reporting leads.

Aligned with Directive 2014/65/EU, Regulation (EU) No 600/2014 as amended by Regulation (EU) 2024/791, and related RTS/ITS and ESMA guidance on transparency and consolidated tapes.

Your MiFID II / MiFIR Readiness Results

Overall Readiness Score
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Dimension Score Assessment

Prioritised observations

Disclaimer: This diagnostic is an illustrative self-assessment tool provided by GRT Consulting for educational and discussion purposes only. It does not constitute legal, regulatory or professional advice. Scores and observations are generated from your answers and should not be relied upon as a formal gap analysis or compliance opinion. For a detailed, firm-specific assessment please contact GRT Consulting.

Want a deeper, firm-specific MiFID II / MiFIR gap assessment?

GRT Consulting can run a full review covering best execution frameworks, transparency and SI obligations, transaction reporting quality, CT readiness and evidence for NCAs.

T: +44 20 3695 9251   |   E: info@grtconsult.com

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