Failure to Prevent Fraud Diagnostic

A practical self-assessment for large organisations on the UK failure to prevent fraud offence: scope, the six principles of reasonable procedures, and readiness to evidence a defence under the Economic Crime and Corporate Transparency Act 2023.

ECCTA 2023 s.199 · In force 1 Sep 2025 · Large organisations · Six principles · Home Office guidance

About this diagnostic

This tool follows the Home Office statutory guidance (six principles: top-level commitment, risk assessment, proportionate procedures, due diligence, communication including training, monitoring and review). Designed for legal, compliance, financial crime and board risk leads.

Aligned with ECCTA 2023 ss.199–204, the Home Office Guidance on failure to prevent fraud, and large-organisation thresholds.

Your Failure to Prevent Fraud Readiness Results

Overall Readiness Score
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Dimension Score Assessment

Prioritised observations

Disclaimer: This diagnostic is an illustrative self-assessment tool provided by GRT Consulting for educational and discussion purposes only. It does not constitute legal, regulatory or professional advice. Scores and observations are generated from your answers and should not be relied upon as a formal gap analysis or compliance opinion. For a detailed, firm-specific assessment please contact GRT Consulting.

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